DS1 spectrogram: A Function-Space Dichotomy for Compositional Learning: Exponential Sub-Optimality of the Neural Tangent Kernel

A Function-Space Dichotomy for Compositional Learning: Exponential Sub-Optimality of the Neural Tangent Kernel

2607.06382

Authors

Emil Constantinescu,Arkaprabha Ganguli

Abstract

A persistent empirical observation is that trained neural networks outperform their neural tangent kernel (NTK) limit on tasks with compositional structure, yet a quantitative account of $**when**$ and $**by how much**$ has been lacking. Working on the unit circle, we give such an account through a dichotomy between two complexity measures of the target: its $**Fourier complexity**$, which controls NTK kernel regression, and its $**architectural complexity**$, which controls learning over depth-$L$, width-$w$ ReLU networks with the variation norm of the weights bounded by $R$.

We first characterize the minimax rate of the architecture class $\mathcal{C}_{L,w,R}$, pinning it down up to a single factor of $L$: between $Ω(Lw^2R^2/n)$ and $\tilde{O}(L^2w^2R^2/n)$. We then show the NTK estimator sits $**exponentially**$ above this floor whenever the two complexities decouple: for the depth-$L$ iterated sawtooth, NTK regression needs $Ω(4^L)$ samples while the minimax floor is polynomial in $L$.

Numerical experiments confirm the theoretical claims: on bandlimited smooth targets, the NTK is competitive or better, while on the hypercube sparse-parity model, a standard two-layer network beats the NTK by four to six orders of magnitude in test error. The gap is thus a function-space property, a mismatch between the kernel's smoothness bias and the target's compositional structure, rather than a generic kernel-versus-network phenomenon.

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