Verdict Without the Rule: Diagnosing and Auditing Regulatory Rule Sensitivity in LLM Compliance Systems
2610.12313

Authors

Saisab Sadhu,Aadit Sengupta,Vinay kumar Sankarapu,Pratinav Seth

Abstract

Large language model compliance systems are deployed on the assumption that a verdict depends on the regulatory rule it is given. We test this directly across five models and 20 regulatory and platform-policy domains: delete, swap, or negate the governing rule while holding the case fixed, and check whether the verdict changes (OCS) or the model's internal representation of compliance shifts at all (ICS-delta).

Neither moves much: models' verdicts are often invariant to substantial perturbations of the supplied rule, and the guard model, evaluated here under a custom-rule adaptation of its native taxonomy, is the least rule-sensitive and least accurate of the five, barely above chance (51%, versus 90-92% for general-purpose models). This reflects easy cases more than blanket neglect: on cases where deleting the rule changes a previously correct model prediction, models do track it closely.

Neither better prompting nor direct intervention on the model's internal representations closes this gap. Accuracy alone does not establish that a compliance verdict is grounded in the supplied rule.

Resources

Ray graphicRay graphicRay graphicRay graphic

Stay in the loop

Every AI paper that matters, free in your inbox daily.

Details

  • takara.ai
  • Custom AI and machine learning from the Frontier Research Team.
  • © 2026 takara.ai Ltd
  • Content is sourced from third-party publications.
Ray graphicRay graphicRay graphic